David G. Winkelried

J.P. MORGAN INVESTMENT MANAGEMENT

New York, NY 10172

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CRD#: 2269598

Professional summary

David George Winkelried, who also goes by David G Winkelried, is a registered financial advisor currently at J.P. MORGAN INVESTMENT MANAGEMENT INC. located in New York, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David G Winkelried

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David George Winkelried's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2021 - Present

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Office #1: 277 Park Ave, New York, NY 10172

RIA

CRD#: 107038

New York, NY

Past

May 16, 2014 - January 30, 2017

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

April 23, 2012 - August 18, 2014

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

May 10, 2005 - April 27, 2012

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

December 22, 1999 - May 10, 2005

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 26, 1992 - January 10, 2000

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA

Registered Investment Advisory firm - (4/4/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/29/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/1992

General Securities Representative Examination

Current Firm

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA

Registered Investment Advisory firm - (4/4/1984 Approved)

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Contact information

Main Address

270 Park Avenue, New York, NY 10017-2014

Mailing Address

Phone number

(800) 343-1113

Established

Firm type

Fiscal year end

# of Employees

3,186

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

J.P. MORGAN INVESTMENT MANAGEMENT INC. PART 2A BROCHURE (11/26/2025)

Regulatory assets under management

Total Number of Accounts	114,499
AUM (Assets Under Management)	$ 2,985,273,722,862

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
01/25/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David G. Winkelried

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David George Winkelried's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY & CO. LLC

MORGAN STANLEY

GOLDMAN SACHS & CO. LLC

MORGAN STANLEY & CO. LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

J.P. MORGAN INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/29/1992

SIE

Date: 1/30/2017

Series 7

Date: 8/25/1992

Current Firm

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

J.P. MORGAN INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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