John R. Graebner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Richard Graebner was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 8 firms and has passed the Series 66, Series 63, SIE, PC, Series 1, Series 24, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2014 - September 19, 2017
WASHINGTON SECURITIES CORPORATION
May 15, 2007 - December 3, 2010
WASHINGTON INCOME ADVISORS
November 6, 2003 - September 19, 2017
WASHINGTON SECURITIES CORPORATION
November 17, 1999 - November 11, 2003
A. G. EDWARDS & SONS, INC.
June 22, 1989 - November 22, 1999
LEGG MASON WOOD WALKER, INCORPORATED
March 5, 1984 - June 30, 1989
TUCKER ANTHONY INCORPORATED
May 25, 1982 - March 13, 1984
ANDERSON & STRUDWICK, INCORPORATED
January 2, 1980 - February 28, 1980
BAKER, WATTS & CO., INC.
July 2, 1969 - January 28, 1980
INTERCOASTAL CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 7/15/1982
AMEX Put and Call ExamSeries 1
Date: 10/7/1964
Registered Representative ExaminationSeries 00
Date: 6/25/1969
General Securities Principal ExaminationCurrent Firm
WASHINGTON SECURITIES CORPORATION
CRD#: 46213 / SEC#: , 8-51359
Contact information
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 6,975,967 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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