Lori L. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Lynn Hansen, who also goes by Lori L Gluth, Lori Lynn Gluth, was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 1992. Lori had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2020 - November 10, 2025
DEVENIR INVESTMENT ADVISORS, LLC
January 9, 2004 - December 22, 2005
DEVENIR, LLC
December 8, 2003 - November 13, 2023
DEVENIR, LLC
August 19, 2002 - November 25, 2003
RBC CAPITAL MARKETS, LLC
March 2, 1998 - November 25, 2003
RBC CAPITAL MARKETS, LLC
April 19, 1994 - March 2, 1998
DAIN RAUSCHER INCORPORATED
October 9, 1992 - February 14, 1994
PIPER SANDLER & CO.
Primary Firm SEC Registration
DEVENIR INVESTMENT ADVISORS, LLC
CRD#: 132824 / SEC#: 801-69108
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DEVENIR INVESTMENT ADVISORS, LLC
CRD#: 132824 / SEC#: 801-69108
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 12,039,939,835 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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