Dana J. Lundquist
Professional summary
Dana Jon Lundquist is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Addison, Texas.
Dana is registered as a RR (Registered Representative) and started their career in finance in 1992. Dana has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dana Jon Lundquist's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2001 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 3939 Beltline Rd Ste 275, Addison, TX 75001-4330January 2, 2001 - July 31, 2001
TOWER SQUARE SECURITIES, INC.
July 14, 1995 - December 15, 2000
1ST GLOBAL CAPITAL CORP.
November 15, 1993 - June 27, 1995
SUNAMERICA SECURITIES, INC.
September 28, 1992 - October 14, 1993
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2025)
(12/21/2001)
(10/16/2006)
(1/2/2014)
(9/14/2006)
(8/30/2005)
(11/5/2020)
(2/7/2013)
(6/29/2018)
(1/5/2018)
(7/2/2018)
(6/28/2024)
(1/5/2004)
(7/19/2001)
(8/22/2023)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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