Robert E. Grady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Grady, who also goes by Rebert Edward Grady, Robert E Grady, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 6 firms and has passed the Series 63, Series 1, Series 27, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2002 - October 19, 2006
BILTMORE INTERNATIONAL CORPORATION
August 25, 1984 - July 16, 2001
GRADY AND HATCH & COMPANY, INC.
June 6, 1983 - November 1, 1985
BEARE BROTHERS & CO. INC.
July 2, 1974 - December 7, 1979
PROPP & COMPANY, INC.
August 2, 1973 - May 10, 1974
MACK, BUSHNELL & EDELMAN, INC.
June 24, 1969 - July 20, 1973
PURCELL GRAHAM & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/8/1960
Registered Representative ExaminationSeries 00
Date: 9/4/1975
General Securities Principal ExaminationCurrent Firm
BILTMORE INTERNATIONAL CORPORATION
CRD#: 21163 / SEC#: , 8-38553
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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