Michael E. Leventis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Emmannuel Leventis, who also goes by Michael Leventis, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2001 - April 17, 2001
CYBERVEST SECURITIES INC.
July 22, 1997 - January 25, 2001
J.P. TURNER & COMPANY, L.L.C.
September 10, 1996 - August 12, 1997
ARGENT SECURITIES, INC.
May 11, 1995 - October 14, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 3, 1994 - March 31, 1995
JOSEPH STEVENS & CO., INC.
October 30, 1992 - May 5, 1994
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CYBERVEST SECURITIES INC.
CRD#: 40767 / SEC#: , 8-49184
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
