Michael C. Grady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Grady was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 1989 - June 5, 1989
NBD BROKERAGE SERVICES, INC.
June 5, 1989 - September 4, 2015
INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.
March 3, 1988 - June 22, 1989
GOELZER INVESTMENT MANAGEMENT
January 11, 1982 - March 1, 1988
RAFFENSPERGER, HUGHES & CO., INC.
August 16, 1977 - January 5, 1982
TRAUB AND COMPANY, INC.
June 18, 1975 - September 6, 1977
REINHOLDT & GARDNER INCORPORATED
December 17, 1969 - July 16, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/12/1969
Registered Representative ExaminationCurrent Firm
NBD BROKERAGE SERVICES, INC.
CRD#: 17020 / SEC#: , 8-34916
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
