William B. Burns

BURNS MATTESON CAPITAL MANAGEMENT

CORNING, NY 14830

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CRD#: 2269169

Professional summary

William Barnum Burns JR, CFP®, ChFC®, CLU®, who also goes by William B Burns Jr, is a registered financial advisor currently at BURNS MATTESON CAPITAL MANAGEMENT, LLC located in Corning, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William B Burns Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILLIAM BURNS VOLUNTEERS AS THE PIANO PLAYER AT HIS CHURCH, AS WELL AS A YOUTH BASKETBALL COACH. BOTH ACTIVITIES ARE NON-INVESTMENT RELATED, AND DO NOT TAKE UP A SUBSTANTIAL AMOUNT OF TIME. WILLIAM BURNS ALSO OWNS FOUR VACATION RENTAL PROPERTIES IN KISSIMMEE, FL. THIS IS ALSO A NON-INVESTMENT RELATED ACTIVITY, BUT HE DOES SPEND APPROXIMATELY 8% OF HIS TIME ON THIS ACTIVITY, AND IT GENERATES APPROXIMATELY 8% OF HIS ANNUAL INCOME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Barnum Burns JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

July 17, 2001 - Present

BURNS MATTESON CAPITAL MANAGEMENT, LLC

Office #1: 42 E. Market St., Corning, NY 14830

RIA

CRD#: 118315

CORNING, NY

Past

January 7, 1999 - December 5, 2000

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

September 15, 1998 - January 5, 1999

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

September 4, 1998 - September 16, 1998

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

July 21, 1994 - September 4, 1998

ESSEX CAPITAL MARKETS, INC.

CRD#: 11896

ROCHESTER, NY

Past

September 21, 1992 - July 26, 1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

September 21, 1992 - July 26, 1994

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BURNS MATTESON CAPITAL MANAGEMENT, LLC

BURNS MATTERSON CAPITAL MANAGEMENT, LLC | BURNS MATTESON CAPITAL MANAGEMENT, LLC | BURNS MATTESON CAPITAL MANAGEMENT

CRD#: 118315 / SEC#: 801-61036

RIA

Registered Investment Advisory firm - (3/25/2002 Approved)

New York

Registered Investment Advisory firm - (3/22/2002 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/25/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/24/2021)

IAR

Texas
(1/8/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/18/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/9/1998

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/5/1997

General Securities Principal Examination

Current Firm

BURNS MATTESON CAPITAL MANAGEMENT, LLC

BURNS MATTERSON CAPITAL MANAGEMENT, LLC | BURNS MATTESON CAPITAL MANAGEMENT, LLC | BURNS MATTESON CAPITAL MANAGEMENT

CRD#: 118315 / SEC#: 801-61036

RIA

Registered Investment Advisory firm - (3/25/2002 Approved)

New York

Registered Investment Advisory firm - (3/22/2002 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/25/2002 Terminated)

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Contact information

Main Address

42 E. Market St., Corning, NY 14830

Mailing Address

Phone number

(607) 937-9282

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BMCM - 2021 ADV PART IIA BROCHURE 03-26-2021 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,058
AUM (Assets Under Management)	$ 342,463,548

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2025	Cover Page	Report
04/03/2024	Cover Page	Report
03/08/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William B. Burns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Barnum Burns JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HSBC BROKERAGE (USA) INC.

NATHAN & LEWIS SECURITIES, INC.

KEYBANC CAPITAL MARKETS INC.

ESSEX CAPITAL MARKETS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

BURNS MATTESON CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/1998

Series 63

Date: 9/18/1992

Series 7

Date: 1/17/1995

Series 6

Date: 9/18/1992

Series 4

Date: 9/9/1998

Series 24

Date: 11/5/1997

Current Firm

BURNS MATTESON CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BURNS MATTESON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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