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Kevin Howard Blood

CRD# 2269161·Registered 1992 - 2009
Barred: Kevin Howard Blood was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Kevin Howard Blood, who also goes by Kevin H Blood, was a registered financial advisor. Kevin was a previously registered financial advisor and started their career in finance 1992 - 2009. Kevin had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kevin H Blood

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CAPITAL WEALTH MANAGEMENT, INC.·CRD# 144276
RIA
Scottsdale, AZ
July 18, 2007 - April 30, 2009
FFEC WEALTH PARTNERS LLC·CRD# 16507
RIA
Scottsdale, AZ
October 6, 2005 - August 9, 2007
FFEC WEALTH PARTNERS LLC·CRD# 16507
BD
Scottsdale, AZ
January 9, 2003 - August 9, 2007
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
Scottsdale, AZ
January 8, 2002 - December 31, 2002
CAPITAL WEALTH MANAGEMENT, LLC·CRD# 117511
RIA
Scottsdale, AZ
December 14, 2001 - February 10, 2003
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Waltham, MA
October 19, 2001 - December 31, 2002
NATHAN & LEWIS SECURITIES, INC.·CRD# 8503
BD
New York, NY
December 9, 1997 - October 29, 2001
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
July 28, 1994 - December 8, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
December 8, 1992 - July 27, 1994
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
December 8, 1992 - July 27, 1994

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1992About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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