Michael R Egan
Professional Summary
Michael R Egan, who also goes by Michael Robert Egan, is a registered financial advisor currently at HARLEY CAPITAL LLC located in Westport, Connecticut and MM GLOBAL SECURITIES, INC. located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 26 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 52TO, SIE, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Robert Egan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ST GLOBAL MARKETS USA LLC
Contact Information
Main Address
461 Danbury Rd Ste A, New Milford, CT 06776Mailing Address
461 Danbury Rd Ste A, New Milford, CT 06776Phone Number
(203) 313-9966Established
Delaware since 10/20/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (48 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/28/2021)
(5/12/2022)
(10/26/2021)
(11/4/2021)
(10/25/2021)
(11/18/2021)
(11/2/2021)
(11/24/2021)
(11/9/2021)
(10/27/2021)
(1/8/2026)
(11/1/2021)
(10/29/2021)
(11/3/2021)
(11/3/2021)
(10/27/2021)
(10/28/2021)
(10/25/2021)
(10/28/2021)
(10/22/2021)
(10/28/2021)
(10/26/2021)
(11/3/2021)
(11/4/2021)
(10/28/2021)
(10/26/2021)
(1/11/2022)
(10/30/2021)
(3/18/2026)
(10/28/2021)
(11/3/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Mar 2024About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2002About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2001About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael R Egan's CRS (Customer Relationship Summary).
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