Michael R. Egan
Professional summary
Michael R Egan, who also goes by Michael Robert Egan, is a registered financial professional currently at HARLEY CAPITAL LLC located in Westport, Connecticut and MM GLOBAL SECURITIES, INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 22 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 10, Series 9, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael R Egan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2021 - Present
HARLEY CAPITAL LLC
Office #1: 55 West Post Road 3rd Floor, Westport, CT 06880Office #2: 55 West Post Road 3rd Floor, Westport, CT 06880May 27, 2025 - Present
MM GLOBAL SECURITIES, INC.
Office #1: 575 Lexington Avenue Unit 12-111, New York, NY 10022June 27, 2025 - Present
CAPTIVEX SECURITIES LLC
Office #1: 2431 Aloma Avenue Suite 144, Winter Park, FL 32792June 8, 2025 - September 29, 2025
XNERGY FINANCIAL LLC
June 6, 2018 - October 22, 2021
NATIONAL SECURITIES CORPORATION
May 26, 2016 - March 14, 2017
DAWSON JAMES SECURITIES, INC.
September 16, 2015 - June 23, 2016
STOCKKINGS CAPITAL LLC
September 10, 2013 - September 11, 2015
NEWPORT COAST SECURITIES, INC.
July 17, 2013 - September 3, 2013
BLACKBOOK CAPITAL, LLC
February 18, 2010 - April 15, 2011
FOUR POINTS CAPITAL PARTNERS LLC
January 25, 2010 - June 20, 2013
JOHN THOMAS FINANCIAL
January 4, 2010 - January 25, 2010
SPEEDTRADER, INC
November 17, 2009 - January 7, 2010
TSC DISTRIBUTORS, LLC
March 14, 2005 - December 12, 2007
CITIGROUP GLOBAL MARKETS INC.
June 10, 2004 - December 8, 2004
CHASE INVESTMENT SERVICES CORP.
June 10, 2004 - December 8, 2004
CHASE INVESTMENT SERVICES CORP.
October 4, 2002 - July 9, 2004
J.P. MORGAN SECURITIES INC.
March 27, 2002 - June 13, 2002
DEUTSCHE BANK SECURITIES INC.
January 13, 2001 - June 13, 2002
DEUTSCHE BANK SECURITIES INC.
November 9, 1999 - January 13, 2001
DB ALEX. BROWN LLC
November 5, 1997 - August 30, 1999
FIRST UNION BROKERAGE SERVICES, INC.
August 5, 1996 - October 14, 1997
WALL STREET ACCESS
March 1, 1994 - November 8, 1995
TD AMERITRADE, INC.
August 24, 1992 - October 13, 1992
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2021)
(5/12/2022)
(10/26/2021)
(11/4/2021)
(10/25/2021)
(11/18/2021)
(11/2/2021)
(11/24/2021)
(11/9/2021)
(10/27/2021)
(10/26/2021)
(11/1/2021)
(10/29/2021)
(11/3/2021)
(11/3/2021)
(10/27/2021)
(10/28/2021)
(10/25/2021)
(10/28/2021)
(11/2/2021)
(10/22/2021)
(10/28/2021)
(10/26/2021)
(11/3/2021)
(11/4/2021)
(10/28/2021)
(10/26/2021)
(1/11/2022)
(10/30/2021)
(10/28/2021)
(11/3/2021)
Exams
Series 79TO
Date: 3/1/2024
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 3/1/2024
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CAPTIVEX SECURITIES LLC
CRD#: 332134 / SEC#: , 8-71257
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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Company Information
CAPTIVEX SECURITIES LLC
CRD#: 332134Westport, CT 06880TRUST BUT VERIFY
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