Ellen O'connell
STRATEGIC ADVISERS | Financial Consultant
BRISTOL, RI
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CRD#: 2268992
Professional summary
Ellen O'connell, CFP®, who also goes by Ellen Oconnell, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bristol, Rhode Island and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Ellen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Ellen has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.
Biography
I joined Fidelity over 20 years ago, and have enjoyed a variety of roles, all focused on enhancing the financial wellbeing of our clients. I feel that education is the key to success and I work to help my clients navigate the crowded financial landscape; thereby allowing them to plan and invest with clarity and confidence. I believe our clients are central to everything we do and my goal is to partner with my clients and the people that are important to them to work towards financial success.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Estate Planning
Investment Planning
Retirement Planning
Insurance Planning
Comprehensive Financial Planni...
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Ellen Oconnell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ellen O'connell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Education
Merrimack College
Bachelor of Business Administration - Marketing
1992
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 155 Congress St, Boston, MA 02110RIA
CRD#: 104555
BRISTOL, RI
Current
December 20, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 155 Congress St, Boston, MA 02110BD
CRD#: 7784
BOSTON, MA
Past
March 13, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
January 29, 2010 - November 11, 2011
BAKERAVENUE
RIA
CRD#: 132657
SAN FRANCISCO, CA
Past
October 24, 1996 - December 4, 2008
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BOSTON, MA
Past
November 2, 1995 - October 24, 1996
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
September 4, 1992 - November 2, 1995
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/17/2021)
RR
California(5/26/2020)
RR
Colorado(11/24/2020)
RR
Connecticut(11/24/2020)
RR
District of Columbia(8/13/2021)
RR
Florida(7/12/2019)
RR
Georgia(2/9/2026)
IAR
Georgia(2/24/2026)
RR
Illinois(3/25/2021)
RR
Maine(7/12/2019)
RR
Maryland(1/25/2021)
RR
Massachusetts(1/4/2019)
IAR
Massachusetts(3/31/2025)
RR
Michigan(11/24/2020)
RR
Minnesota(3/3/2022)
RR
Missouri(5/6/2022)
RR
New Hampshire(10/28/2019)
RR
New Jersey(11/24/2020)
RR
New Mexico(6/20/2024)
RR
New York(7/12/2019)
RR
North Carolina(9/17/2020)
RR
Oregon(3/1/2024)
RR
Pennsylvania(8/21/2020)
RR
Rhode Island(9/25/2013)
IAR
Rhode Island(3/31/2025)
RR
South Carolina(3/25/2023)
RR
Texas(5/26/2020)
IAR
Texas(3/31/2025)
RR
Utah(2/9/2026)
RR
Vermont(7/12/2019)
RR
Virginia(10/10/2024)
RR
Washington(9/3/2021)
RR
Wyoming(9/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Bristol, RITRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
