Jeffrey H. Brown

BELL & BROWN WEALTH ADVISORS

VAIL, CO

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CRD#: 2268949

Professional summary

Jeffrey Harry Brown is a registered financial advisor currently at BELL & BROWN WEALTH ADVISORS, LLC located in Vail, Colorado.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Harry Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2015 - Present

BELL & BROWN WEALTH ADVISORS, LLC

RIA

CRD#: 175419

VAIL, CO

Past

July 31, 2015 - June 22, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Newport Beach, CA

Past

August 8, 2006 - June 9, 2015

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

NEWPORT BEACH, CA

Past

August 8, 2006 - June 9, 2015

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEWPORT BEACH, CA

Past

July 8, 1997 - August 15, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEWPORT BEACH, CA

Past

August 25, 1992 - August 15, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BELL & BROWN WEALTH ADVISORS, LLC

CRD#: 175419 / SEC#: 801-96196

RIA

Registered Investment Advisory firm - (5/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/11/2015)

IAR

Texas
(5/11/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/20/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/11/1992

General Securities Representative Examination

Current Firm

BELL & BROWN WEALTH ADVISORS, LLC

CRD#: 175419 / SEC#: 801-96196

RIA

Registered Investment Advisory firm - (5/11/2015 Approved)

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Contact information

Main Address

1305 Park Avenue, Newport Beach, CA 92662

Mailing Address

Phone number

(949) 396-1088

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/30/2025)

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (1/30/2025)

Regulatory assets under management

Total Number of Accounts	797
AUM (Assets Under Management)	$ 420,850,391

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey H. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Harry Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

BELL & BROWN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2006

Series 63

Date: 8/15/1992

SIE

Date: 6/22/2016

Series 31

Date: 10/20/1995

Series 7

Date: 8/11/1992

Current Firm

BELL & BROWN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BELL & BROWN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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