Victor D. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Deon Bell, who also goes by VIctor Bell, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1993. Victor had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2021 - April 18, 2022
PRUCO SECURITIES, LLC.
September 21, 2021 - April 18, 2022
PRUCO SECURITIES, LLC.
February 18, 2020 - December 10, 2020
VERITY INVESTMENTS, INC.
October 8, 2019 - December 10, 2020
VERITY ASSET MANAGEMENT
May 2, 2018 - October 14, 2019
WESTERN INTERNATIONAL SECURITIES, INC.
May 1, 2018 - October 14, 2019
WESTERN INTERNATIONAL SECURITIES, INC.
November 26, 2013 - April 17, 2018
EDWARD JONES
June 20, 2013 - April 17, 2018
EDWARD JONES
January 7, 2011 - September 19, 2011
FARMERS FINANCIAL SOLUTIONS, LLC
January 15, 2009 - December 31, 2010
FARMERS FINANCIAL SOLUTIONS, LLC
May 19, 2003 - December 31, 2008
FARMERS FINANCIAL SOLUTIONS, LLC
March 19, 2003 - May 15, 2003
APD FINANCIAL
February 14, 2002 - April 14, 2003
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
October 20, 1999 - January 22, 2002
BRECEK & YOUNG ADVISORS, INC.
July 20, 1999 - October 19, 1999
MONEY CONCEPTS CAPITAL CORP
April 23, 1993 - February 15, 1995
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SOLE MEMBER | |
| FELICIANO, DEXTER MICHAEL | PRESIDENT | 5483537 |
| FLORIO, KELLY NICOLE | ANTI-MONEY LAUNDERING OFFICER | 6446272 |
| FONTANO, ANTHONY MICHAEL | ELECTED MANAGER | 6852155 |
| HYNES, PATRICK LIAM | CHAIRMAN, ELECTED MANAGER | 2748918 |
| PATEL, PARANJ | CHIEF COMPLIANCE OFFICER | 4235738 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, CONTROLLER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| THOMSEN, JORDAN KARSTEN | CHIEF LEGAL OFFICER | 2821664 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 13 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 12/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
