Jean J. Borno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean Jacques Borno, CFP®, who also goes by Jean J Borno, was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 1993. Jean had worked at 14 firms and has passed the Series 66, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2013
Experience
February 9, 2023 - December 31, 2025
PRIVATE WEALTH CFOS LLC
October 1, 2013 - September 23, 2014
LPL FINANCIAL LLC
January 24, 2012 - December 31, 2018
PRIVATE WEALTH CFOS LLC
January 4, 2012 - September 27, 2013
FORESTERS EQUITY SERVICES, INC.
July 26, 2011 - November 9, 2011
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
May 14, 2010 - September 22, 2010
PURSHE KAPLAN STERLING INVESTMENTS
January 11, 2008 - May 18, 2010
LPL FINANCIAL LLC
January 11, 2008 - May 18, 2010
LPL FINANCIAL LLC
April 2, 2007 - January 14, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - January 14, 2008
MORGAN STANLEY & CO. LLC
December 16, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
December 2, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
February 11, 2002 - December 7, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 5, 2002 - December 7, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2001 - February 7, 2002
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 2, 1999 - March 26, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 21, 1994 - July 27, 1999
IDS LIFE INSURANCE COMPANY
April 21, 1994 - July 27, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
February 2, 1993 - April 11, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 2, 1993 - April 11, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIVATE WEALTH CFOS LLC
CRD#: 152761 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 49 |
| AUM (Assets Under Management) | $ 15,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
