JR
James D. Roberge
STALEY CAPITAL ADVISERS
PITTSBURGH, PA 15219
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CRD#: 2268843
JR
Professional summary
James Douglas Roberge, who also goes by James Roberge, is a registered financial advisor currently at STALEY CAPITAL ADVISERS INC located in Pittsburgh, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Roberge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Coalition for Christian Outreach (entity not investment related), 5912 Penn Avenue, Pittsburgh, PA 15206, non-profit ministry, Board Member (oversight of all aspects of organization's operations), Finance Committee Member (oversight of ministry finances including investment of assets) and Trustee for Employee Retirement Plan (oversight of administration/operation of employee retirement plan including selection and monitoring of participant investment options), start 1996, approximately 4 hours per month, all during trading hours. Not compensated. 2) Trinity Christian School (entity not investment related), 299 Ridge Ave, Pittsburgh PA 15221, not-for-profit school, Chairman of Endowment Committee (oversight of endowment fund investments and expenditures), start June/2001, approximately 3 hours per month, all during trading hours. Not compensated. 3) Multiple trusts established by family members for the benefit of their descendants and/or spouse (investment related), Trustee/Co-Trustee (responsible for all aspects of trust administration including investment decisions), start December/2012, approximately 10 hours per month, 8 of which are during trading hours. Not compensated but is a named beneficiary of certain trusts. 4) Family LLC (investment related), family-held investment entity, Manager (responsible for all aspects of administration including investment decisions), start August/2021, approximately 4 hrs per month, 3 of which are during trading hours. Not compensated but is a member of the LLC.
CRS (Client Relationship Summary) - RIA
Click below to view James Douglas Roberge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 1997 - Present
STALEY CAPITAL ADVISERS INC
Office #1: One Oxford Centre 301 Grant Street, Suite 3950, Pittsburgh, PA 15219RIA
CRD#: 107118
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
STALEY CAPITAL ADVISERS INC
STALEY CAPITAL ADVISERS INC
CRD#: 107118 / SEC#: 801-52862
RIA
Registered Investment Advisory firm - (9/10/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(3/5/1997)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 8/3/1992
Non-Member General Securities ExaminationCurrent Firm
SC
STALEY CAPITAL ADVISERS INC
STALEY CAPITAL ADVISERS INC
CRD#: 107118 / SEC#: 801-52862
RIA
Registered Investment Advisory firm - (9/10/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Oxford Centre 301 Grant Street, Suite 3950, Pittsburgh, PA 15219
Mailing Address
Phone number
(412) 394-1292
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,033 |
| AUM (Assets Under Management) | $ 2,876,862,358 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
