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JJ

John Lawrence Jones

CFP®
CRD# 2268754·Registered 1992 - 2022
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Lawrence Jones, CFP®, who also goes by Larry Jones, J L Jones, J Lawrence Jones, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1992 - 2022. John had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Jones, J L Jones, J Lawrence Jones

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

34 years in the financial services industry

Current & Past Employments

ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Lincoln, NE
April 25, 2019 - April 7, 2022
EVERLAKE DISTRIBUTORS, LLC·CRD# 100460
BD
Northbrook, IL
April 10, 2018 - September 6, 2018
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Albany, NY
June 13, 2017 - April 16, 2018
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Albany, NY
July 16, 2015 - May 12, 2017
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Albany, NY
February 7, 2012 - July 29, 2015
IBN FINANCIAL SERVICES, INC.·CRD# 42360
BD
Liverpool, NY
April 28, 2011 - January 18, 2012
KEY INVESTMENT SERVICES LLC·CRD# 136300
BD
Albany, NY
June 12, 2007 - July 2, 2009
CITIZENS SECURITIES, INC.·CRD# 39550
RIA
Schenectady, NY
September 25, 2006 - June 1, 2007
CITIZENS SECURITIES, INC.·CRD# 39550
BD
Schenectady, NY
June 13, 2006 - June 1, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Albany, NY
November 4, 2005 - June 12, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Albany, NY
November 4, 2005 - June 12, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
Schenectady, NY
October 20, 2004 - October 11, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
October 20, 2004 - October 11, 2005
QUICK & REILLY, INC.·CRD# 11217
RIA
Albany, NY
June 23, 2004 - October 20, 2004
QUICK & REILLY, INC.·CRD# 11217
BD
New York, NY
March 30, 2004 - October 20, 2004
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
December 17, 2001 - March 29, 2004
CONSECO SECURITIES, INC.·CRD# 29367
BD
Carmel, IN
October 28, 1998 - October 9, 2001
LEIGH BALDWIN & CO., LLC·CRD# 38751
BD
Cazenovia, NY
October 1, 1997 - April 16, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.·CRD# 19924
BD
October 14, 1992 - October 1, 1997
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
September 21, 1992 - October 15, 1992

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Current Firm

AF
ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES

CRD#: 18272 / SEC#: 8-36365
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508-1380

Mailing Address

Po Box 83271, Lincoln, NE 68501-3271

Phone Number

(877) 232-2142

Established

Delaware since 11/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLSTATE INSURANCE COMPANYOWNER—
BOUDREAU, JOHN DOUGLASCHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE, FINOP6357880
LANSPA, PAUL DONALDCHIEF OPERATING OFFICER6449159
MUELLER, DAVID JOHNGENERAL COUNSEL AND SECRETARY7807045
NELSON, MARY KRISINTERIM PRESIDENT AND CHIEF EXECUTIVE OFFICER2464654
SWEENEY, MICHAEL DANIELAML OFFICER2026113

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1992About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JJ
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