John L. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Lawrence Jones, CFP®, who also goes by Larry Jones, J L Jones, J Lawrence Jones, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2019 - April 7, 2022
ALLSTATE FINANCIAL SERVICES, LLC
April 10, 2018 - September 6, 2018
EVERLAKE DISTRIBUTORS, LLC
June 13, 2017 - April 16, 2018
ALLSTATE FINANCIAL SERVICES, LLC
July 16, 2015 - May 12, 2017
MML INVESTORS SERVICES, LLC
February 7, 2012 - July 29, 2015
SIGNATOR INVESTORS, INC.
April 28, 2011 - January 18, 2012
IBN FINANCIAL SERVICES, INC.
June 12, 2007 - July 2, 2009
KEY INVESTMENT SERVICES LLC
September 25, 2006 - June 1, 2007
CITIZENS SECURITIES, INC.
June 13, 2006 - June 1, 2007
CITIZENS SECURITIES, INC.
November 4, 2005 - June 12, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2005 - June 12, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2004 - October 11, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - October 11, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 23, 2004 - October 20, 2004
QUICK & REILLY, INC.
March 30, 2004 - October 20, 2004
QUICK & REILLY, INC.
December 17, 2001 - March 29, 2004
IFMG SECURITIES, INC.
October 28, 1998 - October 9, 2001
CONSECO SECURITIES, INC.
October 1, 1997 - April 16, 1998
LEIGH BALDWIN & CO., LLC
October 14, 1992 - October 1, 1997
INDEPENDENT FINANCIAL SECURITIES, INC.
September 21, 1992 - October 15, 1992
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
