George J. Migliaccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Joseph Migliaccio was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1992. George had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2012 - January 30, 2017
TRUSTAGE INVESTMENT MANAGEMENT
October 12, 2001 - January 30, 2017
CUNA BROKERAGE SERVICES, INC.
March 24, 1998 - January 30, 2017
CUNA BROKERAGE SERVICES, INC.
September 20, 1997 - February 20, 1998
CHARLES SCHWAB & CO., INC.
January 23, 1994 - August 26, 1997
CUNA BROKERAGE SERVICES, INC.
August 7, 1993 - January 3, 1994
G. R. PHELPS & CO., INC.
September 14, 1992 - July 21, 1993
PFS INVESTMENTS INC.
Primary Firm SEC Registration
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 363 |
| AUM (Assets Under Management) | $ 37,252,230,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
