Steven A. Andersland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Allen Andersland, who also goes by Steve Andersland, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1992. Steven had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2019 - December 31, 2021
IFP SECURITIES, LLC
December 8, 2015 - December 31, 2021
INDEPENDENT FINANCIAL PARTNERS
December 7, 2015 - May 23, 2019
LPL FINANCIAL LLC
July 30, 2010 - December 7, 2015
INVESTMENT PROFESSIONALS, INC.
July 30, 2010 - December 7, 2015
INVESTMENT PROFESSIONALS, INC.
April 26, 2004 - August 16, 2010
MSI FINANCIAL SERVICES, INC.
April 23, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 23, 2004 - August 16, 2010
MSI FINANCIAL SERVICES, INC.
August 22, 2003 - April 13, 2004
QUEST CAPITAL STRATEGIES, INC.
August 11, 1998 - July 30, 2003
MONY SECURITIES CORPORATION
August 11, 1998 - July 30, 2003
MONY SECURITIES CORPORATION
September 9, 1992 - August 12, 1998
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
