Robert Y. Lee

BUCK WEALTH STRATEGIES

Denver, CO 80237

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CRD#: 2268372

Professional summary

Robert Y Lee, who also goes by Rob Lee, Robbie Lee, Robert Y Lee, Robert Yong Lee, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Denver, Colorado and MADISON AVENUE SECURITIES, LLC located in Denver, Colorado.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Lee | Robbie Lee | Robert Y Lee | Robert Yong Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Name: E.A. Buck Insurance; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, HI 96813; Nature of the Business: Insurance Sales; Position: Insurance Agent; Start Date: 08/2021; Hours per Week: 40 Hours 2. Name: E.A. Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asses management services; Position: Investment Advisor Representative; Start Date: 01/2025; Hours per Week: 40 Hours 3. Name: E.A. Buck Financial Services DBA Federal Benefits Made Simple; Investment Related: Yes; Address: 1 Denver Federal Center Building 45, Lakewood, CO 80225 ; Nature of the Business: Financial Advisor offering investment advice and insurance; Position: Employee; Hours per Week: 40 Hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Y Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2022 - Present

BUCK WEALTH STRATEGIES, LLC

Office #1: 4600 S. Syracuse Street Suite 650, Denver, CO 80237

RIA

CRD#: 322138

Denver, CO

Current

September 26, 2025 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 4600 S. Syracuse Suite 650, Denver, CO 80237

RIA

CRD#: 23224

Denver, CO

Past

January 23, 2024 - August 2, 2024

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Denver, CO

Past

November 5, 2021 - January 20, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

DENVER, CO

Past

March 6, 2018 - July 17, 2018

LPL FINANCIAL LLC

CRD#: 6413

BOULDER, CO

Past

October 1, 2002 - October 11, 2017

HORACE MANN INVESTORS, INC.

CRD#: 11643

SPRINGFIELD, IL

Past

September 2, 1997 - August 21, 2002

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

September 19, 1996 - July 24, 1997

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

October 5, 1994 - July 11, 1996

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

December 9, 1992 - September 30, 1994

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(8/12/2022)

Colorado
(10/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/20/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 9/26/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 12/27/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/7/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/17/2013

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

4600 S. Syracuse Street Suite 650, Denver, CO 80237

Mailing Address

Phone number

(888) 210-6567

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	3,982
AUM (Assets Under Management)	$ 565,377,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert Y. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Y Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

HORACE MANN INVESTORS, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

LOCUST STREET SECURITIES, INC.

CUNA BROKERAGE SERVICES, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

BUCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2021

Series 63

Date: 8/20/1992

Series 6TO

Date: 9/26/2025

SIE

Date: 12/27/2024

Series 6

Date: 12/7/1992

Series 26

Date: 8/17/2013

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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