Alan E. Hallberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Everett Hallberg was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1992. Alan had worked at 5 firms and has passed the Series 63, Series 7, Series 6, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2009 - November 9, 2012
MCINTYRE CAPITAL PARTNERS, LLC
April 7, 2006 - March 18, 2009
FOCUSPOINT PRIVATE CAPITAL GROUP
August 24, 1992 - December 9, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 24, 1992 - December 9, 1992
EQUITABLE VARIABLE LIFE INSURANCE COMPANY
August 24, 1992 - December 9, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 12/23/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MCINTYRE CAPITAL PARTNERS, LLC
CRD#: 148521 / SEC#: , 8-68040
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE MCINTYRE COMPANIES, LLC | MEMBER | |
| MCPHEDRAN, DAVID ALEXANDER | CCO, EXECUTIVE REPRESENTATIVE | 4647596 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
