Robert B. Wolfe
APOLLON WEALTH MANAGEMENT
CHARLESTON, SC 29401
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CRD#: 2268259
Professional summary
Robert Brian Wolfe, CFP®, who also goes by Robert B Wolfe, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Charleston, South Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Robert has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 2 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert B Wolfe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.�Insurance Sales; Investment Related; 2 Warfside Street, Suite 2-0, Charleston, SC 29401; insurance sales and servicing of insurance policies; insurance agent; 12/2021; approximately 10% of time during the month. 2. Real Estate Agent; Not Investment Related; 654 Coleman Blvd, Suite 100, Mt Pleasant, SC 26464; referral real estate agent; 6/2023; approximately 5 hours of time during the month. 3. Wealth Empowerment Financial Group; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company. 4. Monte Cristo Enterprises, Inc. ; Entity for Business Operations; Holding Company for Wealth Empowerment Financial Group managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Brian Wolfe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
December 9, 2021 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 2 Wharfside St Unit 2-0, Charleston, SC 29401RIA
CRD#: 291902
CHARLESTON, SC
Past
July 1, 2020 - October 7, 2021
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
FT. LAUDERDALE, FL
Past
July 1, 2020 - October 7, 2021
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
Ft. Lauderdale, FL
Past
November 1, 2017 - June 30, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Fort Lauderdale, FL
Past
September 23, 2009 - October 7, 2021
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
FORT LAUDERDALE, FL
Past
July 1, 2009 - November 1, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
Fort Lauderdale, FL
Past
September 22, 2006 - September 1, 2009
CAPITAL PLANNING GROUP, LLC
BD
CRD#: 47397
MIAMI, FL
Past
March 1, 2001 - November 2, 2009
CAPITAL PLANNING GROUP, LLC
RIA
CRD#: 47397
MIAMI, FL
Past
February 10, 2001 - July 10, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MIAMI, FL
Past
July 19, 1993 - May 24, 1994
EDWARD JONES
BD
CRD#: 250
Past
March 10, 1993 - July 9, 1993
ADVEST, INC.
BD
CRD#: 10
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(12/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 9/15/1994
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
