Patrick W. Larson

ADVANCED CAPITAL GROUP

Minneapolis, MN 55402

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CRD#: 2268199

Professional summary

Patrick Winfield Larson is a registered financial advisor currently at ADVANCED CAPITAL GROUP located in Minneapolis, Minnesota.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Patrick has worked at 5 firms and has passed the Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Winfield Larson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2024 - Present

ADVANCED CAPITAL GROUP

Office #1: 50 South 6th Street Sutie 975, Minneapolis, MN 55402

RIA

CRD#: 109673

Minneapolis, MN

Past

January 30, 2014 - December 31, 2017

ADVANCED CAPITAL GROUP

RIA

CRD#: 109673

MINNEAPOLIS, MN

Past

June 10, 2008 - February 16, 2011

TRIAD ADVISORS LLC

CRD#: 25803

MINNEAPLOIS, MN

Past

March 2, 1998 - January 12, 2001

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 4, 1997 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

February 6, 1995 - June 5, 1995

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVANCED CAPITAL GROUP

ADVANCED CAPITAL GROUP | ALERA GROUP, INC. | ADVANCED CAPITAL GROUP, INC.

CRD#: 109673 / SEC#: 801-65944

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

Illinois

Registered Investment Advisory firm - (1/10/2018 Terminated)

Michigan

Registered Investment Advisory firm - (2/7/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/1/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/11/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/9/2008

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 11/22/1994

General Securities Representative Examination

Current Firm

ADVANCED CAPITAL GROUP

ADVANCED CAPITAL GROUP | ALERA GROUP, INC. | ADVANCED CAPITAL GROUP, INC.

CRD#: 109673 / SEC#: 801-65944

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

Illinois

Registered Investment Advisory firm - (1/10/2018 Terminated)

Michigan

Registered Investment Advisory firm - (2/7/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/1/2018 Terminated)

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Contact information

Main Address

50 South Sixth Street Suite 975, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 230-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts	363
AUM (Assets Under Management)	$ 27,844,415,264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick W. Larson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Winfield Larson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED CAPITAL GROUP

TRIAD ADVISORS LLC

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

PIPER SANDLER & CO.

Primary Firm SEC Registration

ADVANCED CAPITAL GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 6/11/2008

Series 6

Date: 6/9/2008

Series 7

Date: 11/22/1994

Current Firm

ADVANCED CAPITAL GROUP

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVANCED CAPITAL GROUP

TRUST BUT VERIFY

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