Timothy A. O'halloran

BLUE POINT FINANCIAL

Scarborough, ME 04074

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CRD#: 2268191

Professional summary

Timothy Arthur O'halloran, CFP®, who also goes by Timothy Arthur Ohalloran, Timothy Ohalloran, is a registered financial advisor currently at BLUE POINT FINANCIAL, INC. located in Scarborough, Maine and OSAIC WEALTH, INC. located in Scarborough, Maine.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Timothy has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy Arthur Ohalloran | Timothy Ohalloran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Blue Point Financial,Inc;investment related;243 US Route One,Scarborough,ME 04074;investment advisory & financial planning;advisor/president;6/2019;80 hrs/month;5 hrs during trading;advise clients in investments & financial plans 2)Fixed insurance/annuities-multiple carriers;investment related;243 US Route One,Scarborough,ME 04074;financial & insurance planning & sales;agent;4/1992;20 hrs/month;1 hr during trading;provide array of insurance products:life,ltc,disability,annuities,etc

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Arthur O'halloran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

June 4, 2019 - Present

BLUE POINT FINANCIAL, INC.

Office #1: 243 Us-1, Scarborough, ME 04074

RIA

CRD#: 299688

Scarborough, ME

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 243 Us Route One, Scarborough, ME 04074

RIA

CRD#: 23131

Scarborough, ME

Past

June 5, 2019 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Scarborough, ME

Past

October 2, 2002 - June 6, 2019

EQUITY SERVICES, INC.

RIA

CRD#: 265

SCARBOROUGH, ME

Past

November 22, 1992 - June 6, 2019

EQUITY SERVICES, INC.

CRD#: 265

SCARBOROUGH, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE POINT FINANCIAL, INC.

CRD#: 299688 / SEC#: 801-132922

RIA

Registered Investment Advisory firm - (6/4/2025 Approved)

Florida

Registered Investment Advisory firm - (6/20/2025 Terminated)

Maine

Registered Investment Advisory firm - (7/25/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/23/2024)

IAR

Florida
(4/12/2022)

Florida
(8/23/2024)

IAR

Maine
(6/4/2019)

Maine
(8/23/2024)

New Hampshire
(8/23/2024)

IAR

Texas
(12/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/6/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BLUE POINT FINANCIAL, INC.

CRD#: 299688 / SEC#: 801-132922

RIA

Registered Investment Advisory firm - (6/4/2025 Approved)

Florida

Registered Investment Advisory firm - (6/20/2025 Terminated)

Maine

Registered Investment Advisory firm - (7/25/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

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Contact information

Main Address

243 Us-1, Scarborough, ME 04074

Mailing Address

Phone number

(207) 883-2009

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLUE POINT FINANCIAL, INC. - FORM ADV PART 2 (5/5/2025)

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 113,342,695

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy A. O'halloran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Arthur O'halloran's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

Primary Firm SEC Registration

BLUE POINT FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/6/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/28/2005

Series 6

Date: 11/16/1992

FINRA

Current Firm

BLUE POINT FINANCIAL, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE POINT FINANCIAL, INC.

TRUST BUT VERIFY

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