Barbara A. Harmon
Professional summary
Barbara Ann Harmon, who also goes by Barb Harmon, Barbara Ann Harmon-parmley, is a registered financial advisor currently at WEALTH MANAGEMENT located in Grand Junction, Colorado.
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Barbara has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Ann Harmon's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2016 - Present
WEALTH MANAGEMENT
August 25, 2003 - August 18, 2014
AVANTAX INVESTMENT SERVICES, INC.
May 16, 2000 - September 3, 2003
WOODBURY FINANCIAL SERVICES, INC.
July 22, 1999 - March 1, 2000
CAPSTONE INVESTMENTS
September 16, 1998 - July 27, 1999
WMA SECURITIES, INC.
August 12, 1992 - July 21, 1993
WADDELL & REED
Primary Firm SEC Registration
WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/5/2023)
(6/29/2016)
Exams
Current Firm
WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
Contact information
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,617 |
| AUM (Assets Under Management) | $ 3,100,744,962 |
Red Flags
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