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Igor Eric Kuvykin

CRD# 2268044·Registered 1992 - 1999
Barred: Igor Eric Kuvykin was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Igor Eric Kuvykin, who also goes by Eric Kuvykin, Igor Kuvykin, was a registered financial advisor. Igor was a previously registered financial professional and started their career in finance 1992 - 1999. Igor had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Kuvykin, Igor Kuvykin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

BENNETT, MULLANEY & CO., INC.·CRD# 10448
BD
New York, NY
July 10, 1998 - June 24, 1999
GLOBAL EQUITIES GROUP INC·CRD# 34039
BD
New York, NY
September 5, 1995 - January 6, 1998
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
March 22, 1994 - October 8, 1994
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
January 28, 1993 - April 26, 1994
WESTFIELD FINANCIAL CORPORATION·CRD# 8143
BD
New York, NY
December 9, 1992 - January 14, 1993

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Current Firm

BM
BENNETT, MULLANEY & CO., INC.

BENNETT, MULLANEY & CO., INC. | CAPITAL INVESTORS | CAPITAL INVESTMENT PRODUCTS, INC.

CRD#: 10448 / SEC#: 8-27487
BD
Cancelled by SEC on 01/31/2007

Contact Information

Established

Vermont since 03/13/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAQ HOLDINGS CORP.SHARE HOLDER—
CHICOLA, JEFFREY ROBERTPRESIDENT2686979
HAGAN, LEONARD ALLANFINOP2582328

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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