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EP

Edwin J. Peet

ETF STRATEGIES
Bulverde, TX
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CRD#: 2267721
EP

Professional summary


Edwin James Peet, who also goes by Jimmy Peet, is a registered financial advisor currently at ETF STRATEGIES, LLC located in Bulverde, Texas.

Edwin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Edwin has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jimmy Peet

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Custom Income Solutions, LLC, 31902 OAK RIDGE PARKWAY, BULVERDE, TEXAS 78163, NON INVESTMENT RELATED. STARTED IN 1-2003 I OWN 100% OF THIS INVESTMENT SERVICE AND INSURANCE BUSINESS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Edwin James Peet's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 27, 2010 - Present

ETF STRATEGIES, LLC

RIA
CRD#: 153477
Bulverde, TX
Past

February 28, 2008 - November 13, 2009

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

January 16, 2008 - February 14, 2008

INTEGRITY ALLIANCE, LLC.

BD
CRD#: 139627
SAN ANTONIO, TX
Past

January 28, 2005 - November 2, 2007

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
SAN ANTONIO, TX
Past

October 7, 2003 - December 31, 2004

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
HOUSTON, TX
Past

January 22, 2003 - October 7, 2003

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

August 20, 1992 - January 3, 2003

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/27/2010)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/13/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


ES
ETF STRATEGIES, LLC
ETF STRATEGIES, LLC

CRD#: 153477 / SEC#:

Texas
Registered Investment Advisory firm - (4/27/2010 Approved)
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Contact information


Main Address
Bulverde, TX
Mailing Address
Phone number
(210) 422-9377
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts99
AUM (Assets Under Management)$ 11,452,829

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ETF STRATEGIES, LLC

CRD#: 153477Bulverde, TX

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