Christopher Mullarkey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Mullarkey was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2022 - December 31, 2022
DCM ADVISORS, LLC
September 7, 2021 - December 31, 2021
MARKSTON INTERNATIONAL LLC
August 1, 2000 - September 21, 2001
INSTINET, LLC
October 23, 1992 - August 1, 2000
REUTERS C CORPORATION
Primary Firm SEC Registration
DCM ADVISORS, LLC
CRD#: 126248 / SEC#: 801-112041
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/31/2000
Limited Representative-Equity Trader ExamCurrent Firm
DCM ADVISORS, LLC
CRD#: 126248 / SEC#: 801-112041
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 220,149,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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