Gary K. Belcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Kenneth Belcher was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1992. Gary had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2006 - October 5, 2021
THE BENCHMARK COMPANY, LLC
June 4, 2002 - August 18, 2005
WELLS FARGO SECURITIES, LLC
June 3, 2002 - June 4, 2002
WELLS FARGO INVESTMENTS, LLC
June 4, 1999 - March 28, 2001
B. RILEY SECURITIES, INC.
June 9, 1997 - September 15, 1998
MESIROW FINANCIAL, INC.
November 27, 1992 - May 21, 1997
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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