Chris A. Martelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Adamo Martelli was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1992. Chris had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2015 - December 23, 2016
PATH WEALTH MANAGEMENT
September 8, 2009 - December 31, 2015
LPL FINANCIAL LLC
September 8, 2009 - December 31, 2015
LPL FINANCIAL LLC
January 10, 2005 - September 8, 2009
MUTUAL SERVICE CORPORATION
January 6, 2005 - September 8, 2009
MUTUAL SERVICE CORPORATION
July 9, 2003 - January 6, 2005
MONY SECURITIES CORPORATION
May 15, 1995 - January 6, 2005
MONY SECURITIES CORPORATION
September 3, 1992 - December 16, 1994
METROPOLITAN LIFE INSURANCE COMPANY
September 3, 1992 - December 16, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PATH WEALTH MANAGEMENT
CRD#: 170359 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
