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Boris Poleschuk

CRD# 2267435·Registered 1992 - 1997
Previously Registered: Being a previously registered professional could mean that Boris is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Boris Poleschuk, who also goes by Poleschuk Boris, Bob Poleschuk, Boris S Poleschuk, Boris Samuel Poleschuk, Pollock Poleschuk, Bob Pollock, was a registered financial advisor. Boris was a previously registered financial professional and started their career in finance 1992 - 1997. Boris had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Poleschuk Boris, Bob Poleschuk, Boris S Poleschuk, Boris Samuel Poleschuk, Pollock Poleschuk, Bob Pollock

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ROYAL PALM INVESTMENTS, LTD.·CRD# 28761
BD
Green Acres, FL
November 6, 1996 - July 29, 1997
CRESSIDA CAPITAL, INC·CRD# 32352
BD
New York, NY
July 22, 1996 - September 26, 1996
THE WELLINGTON GROUP, INC.·CRD# 17814
BD
New York, NY
October 4, 1994 - May 18, 1995
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
August 22, 1994 - October 8, 1994
J. GREGORY & COMPANY, INC.·CRD# 14892
BD
February 3, 1994 - June 24, 1994
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
September 21, 1993 - February 8, 1994
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
January 21, 1993 - September 9, 1993
WESTFIELD FINANCIAL CORPORATION·CRD# 8143
BD
New York, NY
December 14, 1992 - January 23, 1993

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Current Firm

RP
ROYAL PALM INVESTMENTS, LTD.

PCM SECURITIES LIMITED, L.P. | ROYAL PALM INVESTMENTS, LTD. | PCM SECURITIES, LTD.

CRD#: 28761 / SEC#: 8-43951
BD
Cancelled by SEC on 06/13/2003

Contact Information

Established

New York since 06/01/1991

Firm Type

Partnership

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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