Boris Poleschuk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Boris Poleschuk, who also goes by Poleschuk Boris, Bob Poleschuk, Boris S Poleschuk, Boris Samuel Poleschuk, Pollock Poleschuk, Bob Pollock, was a registered financial professional .
Boris is a previously registered financial professional and started their career in finance in 1992. Boris had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 1996 - July 29, 1997
ROYAL PALM INVESTMENTS, LTD.
July 22, 1996 - September 26, 1996
CRESSIDA CAPITAL, INC
October 4, 1994 - May 18, 1995
THE WELLINGTON GROUP, INC.
August 22, 1994 - October 8, 1994
BUTTONWOOD SECURITIES, INC.
February 3, 1994 - June 24, 1994
J. GREGORY & COMPANY, INC.
September 21, 1993 - February 8, 1994
BUTTONWOOD SECURITIES, INC.
January 21, 1993 - September 9, 1993
HANOVER, STERLING & COMPANY LTD.
December 14, 1992 - January 23, 1993
WESTFIELD FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROYAL PALM INVESTMENTS, LTD.
CRD#: 28761 / SEC#: , 8-43951
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
