Daniel W. Safranek

SAFRANEK AND ASSOCIATES

Tulsa, OK

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CRD#: 2267377

Professional summary

Daniel William Safranek, CFP®, who also goes by Dan William Safranek, is a registered financial advisor currently at SAFRANEK AND ASSOCIATES, LLC located in Tulsa, Oklahoma.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Daniel has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan William Safranek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel William Safranek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 17, 2008 - Present

SAFRANEK AND ASSOCIATES, LLC

RIA

CRD#: 147231

Tulsa, OK

Past

October 11, 2004 - May 20, 2008

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

BARTLESVILLE, OK

Past

October 26, 2000 - May 20, 2008

ARVEST WEALTH MANAGEMENT

CRD#: 42057

BARTLESVILLE, OK

Past

December 22, 1994 - April 16, 1999

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

July 11, 1994 - October 20, 1994

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(6/17/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/11/1992

General Securities Representative Examination

Current Firm

SAFRANEK AND ASSOCIATES, LLC

111 ADVISOR | SAFRANEK AND ASSOCIATES, LLC | SAFRANEK & ASSOCIATES, LLC REGISTERED INVESTMENT ADVISOR

CRD#: 147231 / SEC#:

Oklahoma

Registered Investment Advisory firm - (6/11/2008 Approved)

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Contact information

Main Address

Tulsa, OK

Mailing Address

Phone number

(918) 747-7816

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel W. Safranek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel William Safranek's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAFRANEK AND ASSOCIATES, LLC

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

T. ROWE PRICE INVESTMENT SERVICES, INC.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/8/1995

Series 7

Date: 8/11/1992

Current Firm

SAFRANEK AND ASSOCIATES, LLC

Contact information

Documents

Red Flags

Company Information

SAFRANEK AND ASSOCIATES, LLC

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