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MK

Michael Edward Knight

CRD# 2267319·Registered 1992 - 1997
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Edward Knight, who also goes by Michael Edward Knicht, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1992 - 1997. Michael had worked at 3 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Edward Knicht

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

THE HERITAGE GROUP, INC.·CRD# 24906
BD
San Francisco, CA
November 25, 1996 - August 19, 1997
JOSEPH ROBERTS & CO., INC.·CRD# 15971
BD
Pompano Beach, FL
June 23, 1994 - October 19, 1996
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
September 25, 1992 - June 14, 1994

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Current Firm

TH
THE HERITAGE GROUP, INC.

HERITAGE DISCOUNT SECURITIES, INC. | THE HERITAGE GROUP, INC. | PROTRADE SECURITIES, INC. | PROTRADE | L.H. KAIRYS & COMPANY, INC.

CRD#: 24906 / SEC#: 8-41459
BD
Cancelled by SEC on 09/22/1998

Contact Information

Established

Delaware since 07/03/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1996About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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