Michael E. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Knight, who also goes by Michael Edward Knicht, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 3 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 1996 - August 19, 1997
THE HERITAGE GROUP, INC.
June 23, 1994 - October 19, 1996
JOSEPH ROBERTS & CO., INC.
September 25, 1992 - June 14, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE HERITAGE GROUP, INC.
CRD#: 24906 / SEC#: , 8-41459
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
