Joel Mark Shulman
Professional Summary
Joel Mark Shulman is a registered financial advisor currently at CAPITAL IMPACT ADVISORS located in Boston, Massachusetts and SEAPORT GLOBAL ADVISORS, LLC located in Boston, Massachusetts. Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Joel has worked at 4 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CAPITAL IMPACT ADVISORS | CAPITAL IMPACT ADVISORS, LLC
Contact Information
Main Address
175 Federal St Ste 875, Boston, MA 02110Phone Number
(617) 279-0045# of Employees
5SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$1,486,837,952Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CAPITAL IMPACT ADVISORS | CAPITAL IMPACT ADVISORS, LLC
State Registrations and Notice Filings
(12/22/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Joel Mark Shulman's CRS (Customer Relationship Summary).
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