Joel M. Shulman

CAPITAL IMPACT ADVISORS

BOSTON, MA 02110

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CRD#: 2267287

Professional summary

Joel Mark Shulman is a registered financial advisor currently at CAPITAL IMPACT ADVISORS located in Boston, Massachusetts and SEAPORT GLOBAL ADVISORS, LLC located in Boston, Massachusetts.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Joel has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Professor of Entrepreneurship at Babson College. Professor Shulman's role is not investment-related. Babson College is located at 231 Forest St, Babson Park, MA 02457 in Wellesley, Massachusetts. Professor Shulman started at Babson College in September 1984. Professor Shulman devotes 40 hours per month overall, which includes 12 hours per month during securities trading hours. Professor Shulman teaches entrepreneurship to both undergraduate and graduate students throughout the academic year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Mark Shulman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2017 - Present

CAPITAL IMPACT ADVISORS

Office #1: 175 Federal St Ste 875, Boston, MA 02110

RIA

CRD#: 168313

BOSTON, MA

Current

January 30, 2020 - Present

SEAPORT GLOBAL ADVISORS, LLC

Office #1: 175 Federal Street Suite 875, Boston, MA 02110

RIA

CRD#: 154287

BOSTON, MA

Current

January 30, 2020 - Present

ENTREPRENEURSHARES LLC

Office #1: 175 Federal Street Suite 875, Boston, MA 02110

RIA

CRD#: 153615

BOSTON, MA

Past

November 2, 1992 - November 17, 1997

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL IMPACT ADVISORS

CAPITAL IMPACT ADVISORS | CAPITAL IMPACT ADVISORS, LLC

CRD#: 168313 / SEC#: 801-78345

RIA

Registered Investment Advisory firm - (7/30/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/16/1992

General Securities Representative Examination

Current Firm

CAPITAL IMPACT ADVISORS

CAPITAL IMPACT ADVISORS | CAPITAL IMPACT ADVISORS, LLC

CRD#: 168313 / SEC#: 801-78345

RIA

Registered Investment Advisory firm - (7/30/2013 Approved)

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Contact information

Main Address

175 Federal St Ste 875, Boston, MA 02110

Mailing Address

Phone number

(617) 279-0045

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

CAPITAL IMPACT ADVISORS ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 201,170,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel M. Shulman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Mark Shulman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL IMPACT ADVISORS

SEAPORT GLOBAL ADVISORS, LLC

ENTREPRENEURSHARES LLC

GLEACHER & COMPANY SECURITIES, INC.

Primary Firm SEC Registration

CAPITAL IMPACT ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/30/1992

Series 7

Date: 10/16/1992

Current Firm

CAPITAL IMPACT ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL IMPACT ADVISORS

TRUST BUT VERIFY

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