GG
Gerald M. Goz
THE WEALTH CONSULTING GROUP
Phoenix, AZ 85020
Some features on this profile are disabled
CRD#: 226721
GG
Professional summary
Gerald Melvin Goz, who also goes by Gerald M Goz, Gerry Goz, is a registered financial advisor currently at THE WEALTH CONSULTING GROUP located in Phoenix, Arizona and LPL FINANCIAL LLC located in Phoenix, Arizona.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1967. Gerald has worked at 15 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 5 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gerald M Goz | Gerry Goz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/17/2014 - THE WEALTH CONSULTING GROUP/ SALE OF NON-VARIABLE INSURANCE/ 5%/ PHOENIX, AZ
2. 11/17/2014 - THE WEALTH CONSULTING GROUP/ DBA ONLY/ 100%/ PHOENIX, AZ
3. 11/26/2014: REGISTERED INVESTMENT ADVISOR DBA - WCG WEALTH ADVISORS, LLC - DBA: THE WEALTH ADVISOR GROUP - INVESTMENT RELATED - TIME SPENT 100% - PHOENIX, AZ.
4. 11/26/2014: REGISTERED INVESTMENT ADVISOR HYBRID - WCG WEALTH ADVISORS, LLC - INVESTMENT RELATED - TIME SPENT 100% - PHOENIX, AZ.
5. 08/04/2015 - WCG WEALTH ADVISORS, LLC - INV REL - 3333 EAST CAMELBACK ROAD, SUITE 212, PHOENIX, AZ 85018 - REGISTERED INVESTMENT ADVISOR DBA - START 07/30/2015 - 150 HOURS PER MONTH, 75 DURING TRADING - IAR
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Melvin Goz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2014 - Present
THE WEALTH CONSULTING GROUP
Office #1: 7330 N 16th St. Suite C205, Phoenix, AZ 85020RIA
CRD#: 173194
Phoenix, AZ
Current
November 17, 2014 - Present
LPL FINANCIAL LLC
Office #1: 7330 N. 16th St., Suite C205, Phoenix, AZ 85020RIA
BD
CRD#: 6413
Phoenix, AZ
Past
October 19, 2005 - November 21, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
PHOENIX, AZ
Past
October 4, 2005 - November 21, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
PHOENIX, AZ
Past
January 14, 2005 - October 3, 2005
OSAIC FA, INC.
RIA
CRD#: 3978
PHOENIX, AZ
Past
August 6, 2001 - October 3, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
August 6, 2001 - October 3, 2005
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
February 18, 2000 - November 16, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
March 21, 1997 - June 18, 1999
GE INVESTMENT DISTRIBUTORS, INC
BD
CRD#: 32087
STAMFORD, CT
Past
February 1, 1996 - March 20, 1997
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 26, 1994 - January 16, 1996
OCC DISTRIBUTORS LLC
BD
CRD#: 18541
NEW YORK, NY
Past
February 9, 1989 - January 17, 1994
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
August 10, 1987 - December 22, 1988
AMIVEST CORPORATION
BD
CRD#: 3953
Past
April 1, 1982 - February 13, 1987
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
Past
January 4, 1980 - April 13, 1982
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Past
November 2, 1979 - January 23, 1980
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Past
October 10, 1967 - February 5, 1979
JII SECURITIES INC.
BD
CRD#: 406
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WEALTH CONSULTING GROUP
ABOUND FINANCIAL | YERBA BUENA FINANCIAL PARTNERS | WILBORN ADVISORS | WCG WEALTH ADVISORS, LLC | WCG WEALTH ADVISORS | V WEALTH MANAGEMENT | V WEALTH | UTOR WEALTH | TRULY ALIGNED INC. | TRELOAR & HEISEL WEALTH MANAGEMENT | THE WEALTH CONSULTING GROUP | SUNDANCE INVESTMENTS LLC | STRONGHAVEN LLC | STONEBRIDGE GLOBAL INVESTMENTS | SPECTRUM WEALTH MANAGEMENT, INC. | REINERT WEALTH MANAGEMENT | REDWITZ WEALTH MANAGEMENT | RDM ASSOCIATES | PROSPERITY WEALTH PARTNERS, LLC | PAVLOVIC WEALTH MANAGEMENT | PASCHANG & ASSOCIATES | PALO VERDE WEALTH MANAGEMENT, LLC | NICHOLS WEALTH MANAGEMENT | NAVIGUIDE WEALTH PARTNERS | MTXE CAPITAL | MTXE ANALYTICS | METCALF PARTNERS WEALTH MANAGEMENT | MARKET CYCLE FINANCIAL | LUCAS WEALTH STRATEGIES | KONZA WEALTH ADVISORS | KC WEALTH ADVISOR, LLC | KAWABE & ASSOCIATES | KANSAS CITY RETIREMENT PLANNING, LLC | JHM WEALTH MANAGEMENT, INC. | INSTRUMENTAL ADVISORS | IMPACT WEALTH PARTNERS | HASKELL WEALTH MANAGEMENT | GREAT WESTERN WEALTH MANAGEMENT | GEN 4 WEALTH ADVISORS | FRANZ TATUM WEALTH MANAGEMENT | FINANCIAL YOGI | FIDES WEALTH STRATEGIES GROUP | FAMILY WEALTH MANAGEMENT GROUP | ENCORE WEALTH MANAGEMENT | EMBRACE WEALTH MANAGEMENT | EDMOND WEALTH MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT/DE MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT | DE MANAGEMENT | DAROLD MARK & ASSOCIATES | CORNERSTONE WEALTH MANAGEMENT,LLC | CORNERSTONE FINANCIAL ADVOCATES | CLARIO FINANCIAL SERVICES | CARTER FINANCIAL | BYDAND FINANCIAL, LLC | BRIGHT ADVISORS, LLC | BRIANNE FINANCIAL | BALZER INVESTMENT MANAGEMENT, LLC | BAIR FINANCIAL PLANNING | APC WEALTH MANAGEMENT, INC. | ANCHOR WEALTH MANAGEMENT GROUP, LLC | ALTENBURG ASSET ADVISORS, LLC
CRD#: 173194 / SEC#: 801-80386
RIA
Registered Investment Advisory firm - (10/1/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/17/2014)
IAR
Arizona(12/15/2014)
RR
California(7/31/2019)
RR
Florida(11/17/2014)
RR
New York(11/17/2014)
RR
North Carolina(11/17/2014)
RR
Pennsylvania(11/17/2014)
RR
Washington(11/17/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 11/19/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 10/9/1967
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
TW
THE WEALTH CONSULTING GROUP
ABOUND FINANCIAL | YERBA BUENA FINANCIAL PARTNERS | WILBORN ADVISORS | WCG WEALTH ADVISORS, LLC | WCG WEALTH ADVISORS | V WEALTH MANAGEMENT | V WEALTH | UTOR WEALTH | TRULY ALIGNED INC. | TRELOAR & HEISEL WEALTH MANAGEMENT | THE WEALTH CONSULTING GROUP | SUNDANCE INVESTMENTS LLC | STRONGHAVEN LLC | STONEBRIDGE GLOBAL INVESTMENTS | SPECTRUM WEALTH MANAGEMENT, INC. | REINERT WEALTH MANAGEMENT | REDWITZ WEALTH MANAGEMENT | RDM ASSOCIATES | PROSPERITY WEALTH PARTNERS, LLC | PAVLOVIC WEALTH MANAGEMENT | PASCHANG & ASSOCIATES | PALO VERDE WEALTH MANAGEMENT, LLC | NICHOLS WEALTH MANAGEMENT | NAVIGUIDE WEALTH PARTNERS | MTXE CAPITAL | MTXE ANALYTICS | METCALF PARTNERS WEALTH MANAGEMENT | MARKET CYCLE FINANCIAL | LUCAS WEALTH STRATEGIES | KONZA WEALTH ADVISORS | KC WEALTH ADVISOR, LLC | KAWABE & ASSOCIATES | KANSAS CITY RETIREMENT PLANNING, LLC | JHM WEALTH MANAGEMENT, INC. | INSTRUMENTAL ADVISORS | IMPACT WEALTH PARTNERS | HASKELL WEALTH MANAGEMENT | GREAT WESTERN WEALTH MANAGEMENT | GEN 4 WEALTH ADVISORS | FRANZ TATUM WEALTH MANAGEMENT | FINANCIAL YOGI | FIDES WEALTH STRATEGIES GROUP | FAMILY WEALTH MANAGEMENT GROUP | ENCORE WEALTH MANAGEMENT | EMBRACE WEALTH MANAGEMENT | EDMOND WEALTH MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT/DE MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT | DE MANAGEMENT | DAROLD MARK & ASSOCIATES | CORNERSTONE WEALTH MANAGEMENT,LLC | CORNERSTONE FINANCIAL ADVOCATES | CLARIO FINANCIAL SERVICES | CARTER FINANCIAL | BYDAND FINANCIAL, LLC | BRIGHT ADVISORS, LLC | BRIANNE FINANCIAL | BALZER INVESTMENT MANAGEMENT, LLC | BAIR FINANCIAL PLANNING | APC WEALTH MANAGEMENT, INC. | ANCHOR WEALTH MANAGEMENT GROUP, LLC | ALTENBURG ASSET ADVISORS, LLC
CRD#: 173194 / SEC#: 801-80386
RIA
Registered Investment Advisory firm - (10/1/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8925 West Post Road 2nd Floor, Las Vegas, NV 89148
Mailing Address
Phone number
(702) 263-1919
Established
Firm type
Fiscal year end
# of Employees
204
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,129 |
| AUM (Assets Under Management) | $ 5,446,595,206 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
