Mitchell S. Avnet
Professional summary
Mitchell Steven Avnet, who also goes by Mitch Avnet, is a registered financial advisor currently at MELIUS RESEARCH located in New York, New York and EC SECURITIES LLC located in New York, New York.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Mitchell has worked at 32 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 10, Series 9, Series 14, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Steven Avnet's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2021 - Present
MELIUS RESEARCH
Office #1: 40 Exchange Place Suite 402, New York, NY 10005December 14, 2021 - Present
EC SECURITIES LLC
Office #1: 40 Exchange Place Suite 402, New York, NY 10005February 1, 2025 - March 6, 2025
ALDER SECURITIES LLC
November 16, 2023 - August 5, 2024
FOUR POINTS CAPITAL PARTNERS LLC
August 1, 2023 - January 17, 2024
STOCKPILE INVESTMENTS, INC.
July 31, 2020 - December 4, 2020
D. BORAL CAPITAL
July 28, 2020 - September 21, 2020
CHERRY TRADING
July 15, 2020 - January 5, 2023
CODE ADVISORS LLC
May 14, 2020 - December 15, 2020
FIRST AVENUE
April 12, 2019 - October 30, 2019
IFP SECURITIES, LLC
April 25, 2018 - September 30, 2020
PINHOOK CAPITAL, LLC
October 2, 2017 - April 4, 2019
HB SECURITIES, LLC
September 12, 2017 - March 14, 2018
CASH APP INVESTING LLC
September 5, 2017 - June 11, 2018
FRONTCOURT SECURITIES LLC
November 25, 2016 - October 2, 2017
FOUR POINTS CAPITAL PARTNERS LLC
May 1, 2015 - February 9, 2016
FOUR POINTS CAPITAL PARTNERS LLC
November 21, 2013 - April 29, 2015
LUCIA CAPITAL GROUP
November 20, 2013 - April 29, 2015
LUCIA SECURITIES, LLC
July 27, 2011 - December 31, 2012
OSAIC FS, INC.
July 25, 2011 - December 31, 2012
OSAIC FS, INC.
July 25, 2011 - December 31, 2012
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
July 25, 2011 - December 31, 2012
OSAIC FA, INC.
July 11, 2011 - December 31, 2012
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 14, 2008 - March 14, 2011
PNC WEALTH MANAGEMENT LLC
October 4, 2007 - March 14, 2011
HARRIS WILLIAMS
April 13, 2007 - April 3, 2008
J.J.B. HILLIARD, W.L. LYONS, LLC
April 11, 2007 - April 3, 2008
J.J.B. HILLIARD, W.L. LYONS, LLC
March 21, 2007 - March 14, 2011
PNC WEALTH MANAGEMENT LLC
March 21, 2007 - March 14, 2011
PNC CAPITAL MARKETS LLC
July 1, 2003 - March 27, 2007
WELLS FARGO SECURITIES, LLC
December 27, 2001 - July 9, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 18, 2000 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 17, 1999 - September 22, 2000
UBS SECURITIES LLC
November 14, 1997 - March 2, 1999
D.E. SHAW SECURITIES, L.L.C.
November 14, 1997 - March 2, 1999
D. E. SHAW INVESTMENTS, L.P.
November 30, 1995 - September 26, 1997
TUCKER ANTHONY INCORPORATED
July 5, 1994 - November 21, 1995
CITIGROUP GLOBAL MARKETS INC.
August 24, 1993 - April 1, 1994
SCHRODER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2025)
(1/13/2025)
(9/2/2021)
(3/7/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/31/1998
Limited Representative-Equity Trader ExamSeries 8
Date: 11/15/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
MELIUS RESEARCH
CRD#: 312314 / SEC#:
Contact information
Red Flags
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