Francis Cordeira
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Cordeira, who also goes by Frank Cordeira, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 2009. Francis had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2016 - March 27, 2017
CHELSEA FINANCIAL SERVICES
January 27, 2014 - August 13, 2014
J.D. NICHOLAS & ASSOCIATES, INC.
November 6, 2012 - January 28, 2014
BENJAMIN SECURITIES, INC.
April 26, 2012 - October 23, 2012
LEGEND TRADING, LLC
May 20, 2010 - April 26, 2011
AMERICAN CAPITAL PARTNERS, LLC
October 23, 2009 - May 28, 2010
JOHN THOMAS FINANCIAL
August 4, 2009 - October 22, 2009
JHS CAPITAL ADVISORS, LLC
June 4, 2009 - September 9, 2009
ALTERNATIVE WEALTH STRATEGIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
