Nicholas E. Fournaris

LINCOLN FINANCIAL DISTRIBUTORS

Greensboro, NC 27401

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CRD#: 2267085

Professional summary

Nicholas Evan Fournaris, who also goes by Nick Fournaris, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Greensboro, North Carolina.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1992. Nicholas has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nick Fournaris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Evan Fournaris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2024 - Present

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Office #1: 100 N Greene St, Greensboro, NC 27401

CRD#: 145

Greensboro, NC

Past

December 3, 2019 - May 9, 2024

OSAIC FS, INC.

RIA

CRD#: 3870

WALESKA, GA

Past

November 19, 2019 - May 9, 2024

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

February 6, 2019 - November 15, 2019

EQUITY SERVICES, INC.

RIA

CRD#: 265

ATLANTA, GA

Past

February 5, 2019 - November 15, 2019

EQUITY SERVICES, INC.

CRD#: 265

ATLANTA, GA

Past

July 2, 2018 - December 19, 2018

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Atlanta, GA

Past

May 24, 2018 - December 19, 2018

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Atlanta, GA

Past

October 22, 2015 - May 11, 2018

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

March 3, 2010 - October 2, 2015

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

KENNESAW, GA

Past

January 8, 2008 - February 22, 2010

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

June 4, 2002 - January 3, 2008

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

February 21, 2001 - January 3, 2008

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

August 21, 1992 - May 2, 1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

August 21, 1992 - May 2, 1995

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(5/6/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/20/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 9/22/2018

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 1/23/2006

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CG EQUITY SALES COMPANY | SAGEMARK CONSULTING, INC. | LINCOLN FINANCIAL DISTRIBUTORS, INC. | CIGNA SECURITIES, INC. | CIGNA FINANCIAL ADVISORS,INC.

CRD#: 145 / SEC#: , 8-13431

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

130 N Radnor-chester Rd, Radnor, PA 19087

Mailing Address

130 N Radnor-chester Rd, Radnor, PA 19087

Phone number

(484) 583-6000

Established

Connecticut since 08/03/1967

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY	SHAREHOLDER
CHRYSSIKOS, PAUL TELEMAC	SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER	7263748
FALLER, DANIEL T	SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE	6006570
GIBSON, JASON MICHAEL	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION	3081880
KENNEDY, JOHN CHRISTOPHER	PRESIDENT AND CHIEF EXECUTIVE OFFICER	2213083
NEPA, JARED M.	SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION	5157819
OMORUYI, MEGAN VOGT	AVP, FINANCIAL AND OPERATIONS PRINCIPAL	7803022
SEIFERT, TIMOTHY JOHN	SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION	1577571
SMITH, NANCY	SECRETARY	6140078

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas E. Fournaris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Evan Fournaris's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FS, INC.

OSAIC FS, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

THE LEADERS GROUP, INC.

HORNOR, TOWNSEND & KENT, LLC

PACIFIC SELECT DISTRIBUTORS, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2018

Series 63

Date: 8/24/1992

SIE

Date: 10/1/2018

Series 7

Date: 2/20/2001

Series 6

Date: 8/20/1992

Series 51

Date: 9/22/2018

Series 24

Date: 9/1/2010

Series 26

Date: 1/23/2006

FINRA

Current Firm

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LINCOLN FINANCIAL DISTRIBUTORS, INC.

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