Jeffrey E. Ludwick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Elliott Ludwick, who also goes by Jeff Ludwick, was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 1992. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2010 - November 8, 2012
USAA FINANCIAL PLANNING SERVICES
March 8, 2010 - November 8, 2012
USAA FINANCIAL ADVISORS, INC.
June 25, 2007 - February 2, 2010
WELLS FARGO CLEARING SERVICES, LLC
June 22, 2007 - February 2, 2010
WELLS FARGO CLEARING SERVICES, LLC
April 11, 2003 - July 3, 2007
CITIGROUP GLOBAL MARKETS INC.
August 20, 2001 - July 3, 2007
CITIGROUP GLOBAL MARKETS INC.
September 21, 1992 - August 22, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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