Richard A. Zakarian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Armen Zakarian JR, who also goes by Richard Armen Zakarian, Richard Zakarian, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1993. Richard had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2000 - September 8, 2000
AMFIN INVESTMENT SERVICES, INC.
July 25, 1995 - July 24, 2000
ADVANCED PLANNING SECURITIES, INC.
April 11, 1994 - December 12, 1994
PRIME CAPITAL SERVICES, INC.
January 8, 1993 - July 16, 1993
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMFIN INVESTMENT SERVICES, INC.
CRD#: 13945 / SEC#: , 8-30076
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
