Kathleen M. Merkle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Mae Merkle, who also goes by Kathleen Mae Black, Kathy Merkle, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 1992. Kathleen had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2008 - June 19, 2012
FORESTVIEW WEALTH MANAGEMENT, LLC
March 25, 2008 - April 8, 2015
FORESTVIEW WEALTH MANAGEMENT, LLC
January 30, 2006 - April 17, 2006
SMITH HAYES FINANCIAL SERVICES CORPORATION
August 9, 1999 - February 26, 2004
WILLIAM BLAIR
December 22, 1998 - August 19, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 14, 1997 - December 4, 1998
DREHER & ASSOCIATES, INC.
July 11, 1997 - October 13, 1997
LPL FINANCIAL LLC
August 20, 1992 - June 10, 1997
DREHER & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FORESTVIEW WEALTH MANAGEMENT, LLC
CRD#: 144725 / SEC#: 801-68232
Contact information
Red Flags
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