Louis J. Liberatore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis John Liberatore SR, who also goes by Louis John Liberatore, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1992. Louis had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2007 - March 19, 2008
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
October 11, 2004 - January 19, 2007
GREAT EASTERN SECURITIES, INC.
August 1, 2003 - May 14, 2004
WALNUT STREET SECURITIES, INC.
September 18, 2001 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
August 4, 1997 - October 8, 2001
PRUDENTIAL EQUITY GROUP, LLC
November 12, 1992 - August 7, 1997
DAVID LERNER ASSOCIATES, INC.
October 27, 1992 - December 17, 1992
A.J. MICHAELS & CO., LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
CRD#: 40096 / SEC#: , 8-48960
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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