Eugene J. Albanese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Joseph Albanese, who also goes by Eugene J Albanese, Gene Albanese, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1965. Eugene had worked at 9 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 1999 - October 14, 2002
COMPREHENSIVE CAPITAL CORPORATION
February 9, 1995 - October 7, 1998
ALLIANCE ASSET GROUP,INC.
October 27, 1989 - November 7, 1994
BANIS SECURITIES CORP.
November 4, 1988 - April 4, 1989
WAKEFIELD FINANCIAL CORPORATION
December 4, 1987 - April 22, 1988
FIRST EMPIRE SECURITIES, INC.
June 19, 1986 - September 21, 1987
BANIS SECURITIES CORP.
September 10, 1982 - March 6, 1986
G. K. SCOTT & CO., INC.
November 11, 1980 - August 2, 1982
INDIVIDUAL'S SECURITIES LTD.
June 22, 1977 - February 25, 1980
FORESTERS FINANCIAL SERVICES, INC.
August 2, 1965 - November 4, 1976
E. J. ALBANESE & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/16/1955
Registered Representative ExaminationCurrent Firm
COMPREHENSIVE CAPITAL CORPORATION
CRD#: 6215 / SEC#: , 8-17087
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 7 |
Red Flags
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