CS
Charles H. Scheinbaum
ASPIRE CAPITAL ADVISORS LLC
Kirkland, WA 98033
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CRD#: 2266976
CS
Professional summary
Charles Howard Scheinbaum is a registered financial advisor currently at ASPIRE CAPITAL ADVISORS LLC located in Kirkland, Washington.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Charles has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.AUG 2008; CONDO ASSOCIATION, MILPITAS, CA; NON INVESTMENT RELATED; PRESIDENT; MAKING DECISIONS ABOUT AND ARRANGING FOR MAINTENANCE, FORWARDING INVOICES TO TREASURER, OR PAYING INVOICES, SETTING AGENDA FOR ASSOCIATION MEETINGS; DEVOTE 1 HR/MONTH DURING NON MARKET HOURS. 2. AUG 2018; PERSONAL RENTAL PROPERTY MANAGEMENT, NEWCASTLE, WA; NON INVESTMENT RELATED; PERSONAL PROPERTY MANAGER; FIND SUITABLE TENANTS, COLLECT RENT, DIRECT MAINTENANCE AND REPAIRS; DEVOTE 4 HRS/MONTH DURING NON MARKET HOURS. 3. JAN 2018; LIFE INSURANCE SALES, NEWCASTLE, WA; NON INVESTMENT RELATED; LIFE/LTC INSURANCE AGENT; SELL LIFE AND LONG TERM CARE INSURANCE TO CLIENTS WHERE APPROPRIATE; DEVOTE 10 HRS/MONTH, 7 HRS DURING MARKET HOURS. 4. JAN 2018; KIRKLAND FINANCIAL ADVISERS, KIRKLAND, WA; INVESTMENT RELATED; MARKETING DBA; INVESTMENT ADVISOR REPRESENTATIVE; PROVIDE ADVISORY MONEY MANAGEMENT; DEVOTE 150 HRS/MONTH, 100 HRS/MONTH DURING MARKET HOURS. 5. JULY 2021; ASPIRE CAPITAL ADVISORS, SEATTLE, WA; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; INVESTMENT ADVISORY REPRESENTATIVE; PROVIDE INVESTMENT MANAGEMENT; DEVOTE 150 HRS/MONTH, 100 HRS/MONTH DURING MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Howard Scheinbaum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2021 - Present
ASPIRE CAPITAL ADVISORS LLC
Office #1: 1524 Market Street, Suite 100, Kirkland, WA 98033RIA
CRD#: 298366
Kirkland, WA
Past
July 2, 2021 - August 31, 2022
M. S. HOWELLS & CO.
BD
CRD#: 104100
RENTON, WA
Past
November 6, 2020 - July 1, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
KIRKLAND, WA
Past
November 6, 2020 - July 1, 2021
ARBOR POINT ADVISORS
RIA
CRD#: 165127
Kirkland, WA
Past
November 6, 2020 - July 1, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Kirkland, WA
Past
January 11, 2018 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
Kirkland, WA
Past
January 11, 2018 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
Kirkland, WA
Past
December 12, 2003 - January 18, 2018
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
SEATTLE, WA
Past
December 12, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
December 12, 2001 - January 18, 2018
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
SEATTLE, WA
Past
October 1, 1992 - December 31, 1992
WADDELL & REED
BD
CRD#: 866
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ASPIRE CAPITAL ADVISORS LLC
AFG FINANCIAL | SOUND FINANCIAL INVESTMENTS, INC. | KIRKLAND FINANCIAL ADVISERS | ASPIRE CAPITAL ADVISORS, LLC | ASPIRE CAPITAL ADVISORS LLC
CRD#: 298366 / SEC#: 801-118452
RIA
Registered Investment Advisory firm - (4/16/2020 Approved)California
Registered Investment Advisory firm - (5/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/29/2020 Terminated)Washington
Registered Investment Advisory firm - (5/29/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(7/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AC
ASPIRE CAPITAL ADVISORS LLC
AFG FINANCIAL | SOUND FINANCIAL INVESTMENTS, INC. | KIRKLAND FINANCIAL ADVISERS | ASPIRE CAPITAL ADVISORS, LLC | ASPIRE CAPITAL ADVISORS LLC
CRD#: 298366 / SEC#: 801-118452
RIA
Registered Investment Advisory firm - (4/16/2020 Approved)California
Registered Investment Advisory firm - (5/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/29/2020 Terminated)Washington
Registered Investment Advisory firm - (5/29/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1815 North 45th Street Suite 105, Seattle, WA 98103
Mailing Address
Phone number
(206) 939-5615
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,984 |
| AUM (Assets Under Management) | $ 1,007,298,969 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
