Keith L. Barksdale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Lamark Barksdale was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1993. Keith had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2009 - July 1, 2010
LEDGEMONT CAPITAL MARKETS LLC
February 4, 2008 - January 16, 2013
LEDGEMONT SECURITIES LLC
February 26, 2004 - January 25, 2008
MIDDLEBURY SECURITIES LLC
February 4, 1997 - October 16, 2000
PERSHING LLC
February 7, 1995 - February 19, 1997
NATWEST SECURITIES CORPORATION
October 25, 1993 - January 10, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
LEDGEMONT CAPITAL MARKETS LLC
CRD#: 119340 / SEC#: , 8-65175
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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