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Roderick Dylan Hudnell

CRD# 2266923·Registered 1995 - 2005
Previously Registered: Being a previously registered professional could mean that Roderick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Roderick Dylan Hudnell was a registered financial advisor. Roderick was a previously registered financial professional and started their career in finance 1995 - 2005. Roderick had worked at 6 firms and has passed the Series 63, Series 7, Series 11 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

STG SECURE TRADING GROUP, INC.·CRD# 41216
BD
Boca Raton, FL
May 24, 2004 - April 6, 2005
WESTMINSTER SECURITIES CORPORATION·CRD# 6105
BD
New York, NY
April 29, 2002 - April 28, 2004
SANDS BROTHERS & CO., LTD.·CRD# 26816
BD
New York, NY
January 3, 2002 - April 25, 2002
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
August 31, 2001 - November 26, 2001
SSI SECURITIES CORP.·CRD# 8275
BD
Boca Raton, FL
May 22, 1997 - August 31, 2001
LITWIN SECURITIES INC.·CRD# 10060
BD
Miami Beach, FL
July 20, 1995 - July 13, 1998

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Current Firm

SS
STG SECURE TRADING GROUP, INC.

BUDNER SECURITIES, INC. | STG SECURE TRADING GROUP, INC. | SECURE FINANCIAL ASSETS GROUP

CRD#: 41216 / SEC#: 8-49329
BD
Terminated by SEC on 09/15/2007

Contact Information

Established

Florida since 04/29/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WEINER, ALAN DAVID MR.PRESIDENT2537809
SPG OPPORTUNITY FUND LTDSHAREHOLDER—

Disclosures

Regulatory Event

8

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

Series 11 — Assistant Representative-Order Processing Qualification Exam

Passed Jul 1995

Series 24 — General Securities Principal Examination

Passed Nov 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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