Roderick D. Hudnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roderick Dylan Hudnell was a registered financial professional .
Roderick is a previously registered financial professional and started their career in finance in 1995. Roderick had worked at 6 firms and has passed the Series 63, Series 7, Series 11 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2004 - April 6, 2005
STG SECURE TRADING GROUP, INC.
April 29, 2002 - April 28, 2004
WESTMINSTER SECURITIES CORPORATION
January 3, 2002 - April 25, 2002
SANDS BROTHERS & CO., LTD.
August 31, 2001 - November 26, 2001
BLUESTONE CAPITAL CORP.
May 22, 1997 - August 31, 2001
SSI SECURITIES CORP.
July 20, 1995 - July 13, 1998
LITWIN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 7/19/1995
Assistant Representative-Order Processing Qualification ExamCurrent Firm
STG SECURE TRADING GROUP, INC.
CRD#: 41216 / SEC#: , 8-49329
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEINER, ALAN DAVID MR. | PRESIDENT | 2537809 |
| SPG OPPORTUNITY FUND LTD | SHAREHOLDER |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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