David C. Gowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Chapman Gowell was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1962. David had worked at 1 firm and has passed the Series 55 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 1962 - April 14, 2005
GOWELL SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/25/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 10/17/1960
Registered Representative ExaminationCurrent Firm
GOWELL SECURITIES CORPORATION
CRD#: 3501 / SEC#: , 8-10948
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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