Paul T. Malavenda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Thomas Malavenda was a registered financial advisor .
Paul is a previously registered financial advisor and started their career in finance in 1992. Paul had worked at 6 firms and has passed the Series 63, Series 65, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2004 - January 21, 2005
THE O.N. EQUITY SALES COMPANY
July 8, 2004 - January 21, 2005
ON INVESTMENT MANAGEMENT CO
August 15, 2001 - March 1, 2004
VOYA FINANCIAL ADVISORS, INC.
July 16, 2001 - March 1, 2004
VOYA FINANCIAL ADVISORS, INC.
February 1, 2001 - August 8, 2001
METROPOLITAN LIFE INSURANCE COMPANY
February 1, 2001 - August 8, 2001
MSI FINANCIAL SERVICES, INC.
August 11, 1997 - December 22, 2000
MONY SECURITIES CORPORATION
October 8, 1992 - August 28, 1997
METROPOLITAN LIFE INSURANCE COMPANY
October 8, 1992 - August 28, 1997
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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