CS
Charles S. Strauzer
CJS SECURITIES
White Plains, NY 10606
Some features on this profile are disabled
CRD#: 2266794
CS
Professional summary
Charles S Strauzer, who also goes by Charles Strauzer, is a registered financial professional currently at CJS SECURITIES, INC. located in White Plains, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1992. Charles has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 87, Series 86, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Charles Strauzer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Charles S Strauzer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2002 - Present
CJS SECURITIES, INC.
Office #1: 50 Main Street Suite 325, White Plains, NY 10606Office #2: 50 Main Street Suite 325, White Plains, NY 10606BD
CRD#: 44823
White Plains, NY
Past
December 17, 1997 - December 7, 1998
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
Past
December 3, 1992 - September 18, 1997
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/18/2004)
RR
Arkansas(5/23/2016)
RR
California(6/18/2004)
RR
Colorado(4/23/2004)
RR
Connecticut(6/18/2004)
RR
Delaware(6/18/2004)
RR
District of Columbia(4/23/2004)
RR
Florida(4/23/2004)
RR
Georgia(6/18/2004)
RR
Illinois(6/18/2004)
RR
Indiana(6/18/2004)
RR
Iowa(6/18/2004)
RR
Kansas(6/18/2004)
RR
Maine(6/3/2004)
RR
Maryland(4/23/2004)
RR
Massachusetts(6/18/2004)
RR
Michigan(6/18/2004)
RR
Minnesota(6/18/2004)
RR
Missouri(6/18/2004)
RR
Nebraska(12/4/2007)
RR
Nevada(6/18/2004)
RR
New Hampshire(6/18/2004)
RR
New Jersey(4/23/2004)
RR
New Mexico(6/18/2004)
RR
New York(5/13/2002)
RR
North Carolina(6/18/2004)
RR
Ohio(4/23/2004)
RR
Oregon(6/18/2004)
RR
Pennsylvania(6/18/2004)
RR
Rhode Island(4/17/2008)
RR
South Carolina(6/18/2004)
RR
Tennessee(2/19/2015)
RR
Texas(6/18/2004)
RR
Utah(6/18/2004)
RR
Virginia(6/18/2004)
RR
Washington(6/18/2004)
RR
Wisconsin(6/18/2004)
RR
Wyoming(1/20/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/21/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CJS SECURITIES, INC.
CJS SECURITIES, INC.
CRD#: 44823 / SEC#: , 8-50853
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
50 Main Street Suite 325, White Plains, NY 10606
Mailing Address
50 Main Street Suite 325, White Plains, NY 10606
Phone number
(914) 287-7600
Established
New York since 11/06/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (39 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAGODA, LEE M. | RESEARCH ANALYST / SHAREHOLDER | 4986879 |
| LABICK, ROBERT JAMES | PRESIDENT | 2071988 |
| MOORE, DANIEL JOSEPH | RESEARCH ANALYST / SHAREHOLDER | 2614723 |
| SOLOW, LAWRENCE SCOTT | RESEARCH ANALYST / SHAREHOLDER | 2511217 |
| STRAUZER, CHARLES S | CHIEF COMPLIANCE OFFICER | 2266794 |
| TANWANTENG, JONATHAN E. | RESEARCH ANALYST / SHAREHOLDER | 4886441 |
| URSANER, ARNOLD | SHAREHOLDER | 451922 |
| WETCHLER, BENJAMIN MARK | FINOP AND CHIEF FINANCIAL OFFICER | 4459166 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
