Lillian M. Vinci
Professional summary
Lillian Marie Vinci was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lillian is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Lillian had worked at 7 firms, which includes MARSH BLOCK & CO. INC., FIRST CAMBRIDGE SECURITIES CORPORATION, TUSCANY EQUITY MANAGEMENT CORPORATI0N, JAMES W. BULLARD JR. INCORPORATED, PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC., HANOVER STERLING & COMPANY LTD., A.S. GOLDMEN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 1995 - December 20, 1995
MARSH, BLOCK & CO. INC.
July 20, 1994 - June 28, 1995
FIRST CAMBRIDGE SECURITIES CORPORATION
March 23, 1994 - August 5, 1994
TUSCANY EQUITY MANAGEMENT CORPORATI0N
May 14, 1993 - May 19, 1994
JAMES W. BULLARD, JR., INCORPORATED
April 15, 1993 - May 18, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
October 19, 1992 - December 2, 1993
HANOVER, STERLING & COMPANY LTD.
September 17, 1992 - October 21, 1992
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
MARSH, BLOCK & CO. INC.
CRD#: 11194 / SEC#: , 8-15047
Contact information
Documents
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